0001484410-12-000003.txt : 20120201 0001484410-12-000003.hdr.sgml : 20120201 20120201165807 ACCESSION NUMBER: 0001484410-12-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120201 DATE AS OF CHANGE: 20120201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Mohlman Lou CENTRAL INDEX KEY: 0001484410 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 429 E. DUPONT RD., #120 CITY: FORT WAYNE STATE: IN ZIP: 46825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TOWER FINANCIAL CORP CENTRAL INDEX KEY: 0001072847 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 352051170 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78476 FILM NUMBER: 12563200 BUSINESS ADDRESS: STREET 1: 116 E BERRY ST STREET 2: N/A CITY: FORT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 260-427-7000 MAIL ADDRESS: STREET 1: 116 E BERRY ST STREET 2: N/A CITY: FORT WAYNE STATE: IN ZIP: 46802 SC 13G/A 1 schedule13ga.txt FULL SCHEDULE 13G/A Schedule 13G Louis Gerald Mohlman Item 1. (a) Tower Financial Corp (b) 116 E. Berry Street, Fort Wayne, IN 46802 Item 2. (a) Louis Gerald Mohlman (b) 429 E. Dupont Rd. #210, Fort Wayne, IN 46825 (c) United States of America (d) Common Stock, No Par Value (e) 891769101 Item 3. (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Item 4. (a) 428,314 (b) 8.8% (c) (i). 14,229 (ii). 414,085 (iii). 14,229 (iv). 414,085 Item 5. N/A Item 6. The number of shares beneficially owned over which Louis Gerald Mohlman has shared power to vote, is an aggregate number based upon the shares held in discretionary accounts of customers of Mohlman Asset Management, LLC, of which Louis Gerald Mohlman is the Sole Member. Each of these individual customers has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, based upon their own individual holdings. No individual customer owns more than five percent of the class. Item 7. N/A Item 8. N/A Item 9. N/A Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 02/01/2012 ____________________________________ Date Lou Mohlman ____________________________________ Signature Lou Mohlman President ____________________________________ Name / Title Schedule 13G Mohlman Asset Management, LLC Item 1. (c) Tower Financial Corp (d) 116 E. Berry Street, Fort Wayne, IN 46802 Item 2. (f) Mohlman Asset Management, LLC (g) 429 E. Dupont Rd. #210, Fort Wayne, IN 46825 (h) United States of America (i) Common Stock, No Par Value (j) 891769101 Item 3. (f) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Item 4. (d) 414,085 (e) 8.5% (f) (i). 0 (ii). 414,085 (iii). 0 (iv). 414,085 Item 5. N/A Item 6. The number of shares beneficially owned by Mohlman Asset Management, LLC is an aggregate number based upon the shares held in discretionary accounts of customers of Mohlman Asset Management, LLC. Each of these individual customers has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, based upon their own individual holdings. No individual customer owns more than five percent of the class. Item 7. N/A Item 8. N/A Item 9. N/A Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 02/01/2012 ____________________________________ Date Lou Mohlman ____________________________________ Signature Lou Mohlman President ____________________________________ Name / Title